QLD Legal Compliance Face to Face 2 day program
Overview and Learning outcomes:
Working in credit requires a sound understanding of the issues that arise in relation to legal compliance together with an appreciation of the significance of the wider financial services industry.
The critical first step in managing legal compliance is the ability to identify the legislative and regulatory provisions that must be adhered to in the credit function and how this information should be managed.
Outcomes covered within this unit:
- Once the compliance parameters are established this needs to be translated to an individual’s role within the credit team. This means that the person needs to understand how to maintain their personal professional development and the strategies available to achieve this.
- Applying procedures that are designed to result in adherence to a compliance framework requires an understanding of effective work and time management
- Compliance arrangements are subject to ongoing monitoring so that changes in compliance requirements are identified and as necessary communicated to other members of a credit team.
- 10 May 2018
- William Jolly Room - Vincents - Level 34 Santos Place, 32 Talbot StreetBrisbaneQLD
- Vincents Office
- 9am - 4.30pm
- AICM Members $1,100.00
Non Members $1,460.00
- CCE Points